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Investment Company Tax

Investment Company Tax Insights

November 24, 2025 Andreana Shengelya

How ASU 2023-09 Impacts Income Tax Disclosures for the Investment Industry

ASU 2023-09 particularly impacts funds registered with the Investment Company Act of 1940, such as open-end, closed-end and exchange-traded funds (ETFs).

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May 28, 2025 Syed Farooq

Private Investments and Public Fund Structures: An Evolving Convergence

The iconic Drake hotel ballroom in Chicago was bustling with chatter during our recent Cohen Client Conference — not from the sounds of past famous heads of state and celebrities who have stayed there and left their mark — but with the excitement of asset managers, board members...

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May 20, 2025 Andreana Shengelya

Tax Trends in Investment Management: Fund and Adviser Update

The investment management industry is constantly evolving, driven by regulatory changes, market dynamics and innovative financial products. At the recent Cohen Client Conference, we explored several key tax trends impacting mutual funds, ETFs, private equity and hedge funds. Below is an update on...

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April 21, 2025 James Augustine

U.S.-Norway Agreement Minimizes Withholding Tax for U.S. RICs

In November 2024, the Kingdom of Norway and the U.S. entered a Competent Authority Arrangement (CAA), which allows U.S. Regulated Investment Companies (RICs) to claim tax benefits under the U.S.-Norway Double Tax Treaty (DTT). This agreement reduces the dividend withholding tax rate for...

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March 25, 2025 Kelly Anzevino

FinCEN Exempts U.S. BOI Reporting, Issues New Deadlines for Foreign Companies

On March 21, 2025, FinCEN issued an interim final rule removing the requirement for U.S. companies and U.S. persons to report beneficial ownership information (BOI) under the Corporate Transparency Act (CTA). The CTA was passed in 2021 to enhance transparency and combat illegal financial...

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February 03, 2025

Cohen & Co’s Best of the Blogs 2024

This past year certainly kept business and individual taxpayers on their toes. Beneficial ownership information (BOI) reporting topics overwhelmingly took precedence for our blog readers. Grant audits — a specialized financial audit many organizations find themselves facing after receiving...

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January 22, 2025 Jay Laurila, Camille Clemons

7 Fundamental Considerations When Contemplating a Private to Public Fund Conversion

Recently, we were fortunate to participate on a webinar for the Alternative Investment Management Association (AIMA) discussing the hot topic of converting an existing private fund to a registered fund, versus launching an entirely new one.Below are a few of the critical variables the panel...

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October 15, 2024 Cynthia Pedersen

Rev. Proc. 2024-28 Safe Harbor Means Year-End Planning for Digital Asset Users

Earlier this summer the IRS issued final regulations on information reporting requirements for digital assets, including determining amount realized and basis allocations. At the same time, the regulatory body also provided safe harbor relief for taxpayers to substantiate their basis allocations...

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October 10, 2024 Peter Gilroy-Scott

IRS Announces Section 1256 Tax Breaks for the Managed Futures Industry

You don’t often hear the phrase “you can never have too much of a good thing” when talking about tax-related announcements. However, recent revenue rulings from the IRS provide a positive outcome to the managed futures industry — and particularly to Commodity Trading...

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June 18, 2024 Dave Sobochan

IRS Clarifies Impact of Electric Vehicle Charging Stations on REIT Status

On March 29, 2024, the IRS released Private Letter Ruling 202413004, providing its first piece of guidance regarding whether a REIT may receive income from electric vehicle (EV) charging stations at its rental properties without detrimentally impacting its REIT status. With the proliferation of...

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May 28, 2024 Jay Laurila, Ravi Singh

Q&A: Is Tax Equalization Right for Your Mutual Fund or ETF?

Tax equalization is one of the most tax-efficient strategies available to a regulated investment company (RIC). The strategy can reduce or even potentially eliminate a capital gain distribution requirement for your fund and your shareholders — yet not everyone uses it.  While there...

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February 13, 2024 Claire Toraason

How Blocker Entities Can Help Regulated Investment Companies Expand Their Portfolios

Regulated Investment Companies (RICs) are common and very popular investment vehicles for many reasons. However, the tax code restricts the types of investments RICs can make, therefore limiting options for both funds and their investors. The use of blocker entities is an established strategy...

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February 08, 2024 Rob Meiner

Cohen & Co Welcomes Tax Partner Rob Meiner 

Cohen & Co is pleased to announce Rob Meiner, CPA, MST, has joined the firm’s growing Registered Funds Group as a Tax Partner residing in the New York City office. With over 30 years of asset management tax experience, including serving as head of the registered funds tax practice at a...

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January 24, 2024 Cynthia Pedersen, Robert Venables

IRS Recommits to Scrutiny of Limited Partners Providing Services to Private Funds

On January 12, 2024, the U.S. Department of the Treasury released a new fact sheet that in part reiterates, and revamps, the IRS’ commitment to their initiative of auditing limited partnerships. The release comes after five years of scrutiny in this area and an important court case...

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November 29, 2023 Lori Novak, Lisa Downing, Ryan McKenna

Regulatory Change and Retail Alternatives Center Stage at ICI Conference

At the Investment Company Institute (ICI) 2023 Tax and Accounting Conference held recently in San Antonio, regulatory readiness, the swift pace of the regulatory agenda and exploring investment alternatives were key focal points of the event. Panel after panel touched on regulatory change and...

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November 14, 2023 Brett Eichenberger, Erin McClafferty

Regulation, Scrutiny and — Positivity — at the 2023 Cohen Client Conference

We were proud to host this year’s Cohen Client Conference in our headquarter city of Cleveland, Ohio, welcoming back our clients and friends in the registered and private funds space. But most importantly it was great to gather and welcome the exchange of ideas and information, showing how...

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October 25, 2023 Andreana Shengelya

What is a 1940 Act Registered Private Real Estate Fund?

Asset managers have shown increasing interest in retail funds with private real estate portfolios over the last few years. Many of these funds are registered with the SEC under the Investment Company Act of 1940 as interval or tender offer funds. Placing certain asset classes, like real estate or...

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January 25, 2023 Jay Laurila

The Comingling of Digital Assets and Registered Funds: Can It Be Successful?

As the digital asset and registered fund spaces continue to intersect — with the first Bitcoin (BTC) regulated fund launching just over a year ago — there is much to sort through and many ongoing lessons to learn as to which products make sense for which types of investors. From...

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October 25, 2022 Brett Eichenberger

Regulation, Product Innovation, Crypto and More at This Year’s Cohen Client Conference

After two years of virtual Cohen Client Conference experiences, we were able to reunite in person this year in Nashville, Tennessee, allowing us to learn and connect in an interactive environment that can’t truly be replicated virtually. The group represented registered funds, investment...

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July 21, 2022 Andreana Shengelya

The Impact of Final Foreign Tax Credit Regulations on Mutual Funds

On January 4, 2022, the Treasury published final regulations on foreign tax credits (T.D. 9959). These regulations, among other things, change the rules for determining creditability of a foreign tax under Section 901 and 903 by requiring that foreign tax now meet certain attribution rules to be...

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